this important piece of nihonto hardware is made specifically for each blade and is as complex as making a custom fit piece of jewelery...the function of habaki are three-fold; the primary purpose is to secure the blade in the wooden scabbard without any pressure on the blade itself, the secondary is to provide a solid shoulder against which to mount the handle and guard, and the tertiary is to provide a stiffened flex zone across the transition from tang to blade and decrease the chance of failure at that critical intersection.
a standard habaki is fabricated from two parts; the jacket, which appears to be the entire habaki, and the machigane, a small compound triangular prism shaped wedge that closes the gap where the hamachi bridges the edge and the nakago no hagata of the tang...most of the habaki is formed by forging, the final adjustments by filing, and the joining of the two parts by soldering or brazing in a charcoal forge...i decided to try a traditional Japanese fired copper patination technique which i have only seen on one antique habaki to date, hi-do (緋銅, fire copper), which is accomplished by heating copper in a reduction atmosphere and immediately transferring it to very hot water until cool...the process adds some complexity to the finishing of the habaki but was well worth it for the intense colours it will bring to the finished piece...
view the habaki making process in much more detail here:
islandblacksmith.ca/process/making-habaki/
Forging the Blank
A strip chisel cut from a reclaimed high voltage electrical
bus bar, a source of very pure of copper.
Hot forged into a bar of proper dimensions this will likely yield enough to make two small habaki.
Cold forging out the taper in both directions from the spine (top to bottom, tang to blade) and leaving the thicker area above the mune intact.
Filing & Shaping
Starting the notch for the munemachi is the most important step as filing it later is much more troublesome.
Using a chisel to remove it from the rest of the bar and cold forging the second side to match the first.
This habaki will have a slight curve at the front, but there is plenty of excess metal here just in case. This "butterfly" is still pretty rough, but there is more forging to do after bending yet.
Using a tapered round punch on its side gives some radius to the inside of the mune. Concaving it slightly in along its length as well helps prevent it rocking on a high centre when the sides are bent up. Because it has been forged quite a bit already, this is as far as it will be bent before a second annealing cycle.
Bending & Fitting
This is the second round of annealing during the bending process, the habaki has already taken on much of its final shape and mainly needs to be thinned and adjusted at this point.
Most of the (cold!) forging is done well back from the machi to avoid hammer contact with any part of the blade.
Cold forging the munemachi from a scrap that was cut off the bottom of the habaki.
A dry fit after filing it to shape, showing how the munemachi will sit against the tang and the hamachi. The habaki will not be bridged by the munemachi all the way to the front which will allow the edge to flow out of it.
Soldering & Finishing
The machigane in place before flux and solder are placed inside. A rusty steel wire provides pressure to the assembly, does not tend to stick to solder itself, and in this case makes a useful stand.
When soldering in a charcoal forge, the air must be kept low and the piece placed away from the blast enclosed in a charcoal "oven" to create a reducing atmosphere.
After cooling slowly to ambient temperature avoids thermal shock that could cause the solder and base metal to pull away from one another, the copper has a layer of black copper oxide, as beautiful as it is, it is very brittle and would not stay intact during the final forging.
In this case, a file was used to clean off the black copper oxide and create a subtle yoko-yasuri pattern. Then the habaki was reheated and very quickly transferred into hot water with a trace of borax in it. This type of fired copper is called hi-do (緋銅, fire copper), the technique causes stable red copper oxide to form instead of the brittle black oxide. The copper in the photo is fully cool, though it looks as though it is still glowing a beautiful red orange colour.
The red oxide does not break off when forged and the habaki can be work hardened as usual, stretching it out to fit tightly in place. The fit at the mune machi showing how the slightly rounded hira/kaku mune style I am calling komaru mune continues into the habaki, rather than having the usual peaked iori mune shape. The habaki should follow the shape of the spine smoothly as it will rest there for drawing from and inserting into the saya.
The final area to work with files is the shoulder that sits against the seppa, it should be square and flat, and should be at 90 degrees to the mune at the munemachi.
Waterstones are used to flatten and polish the shoulder, and usually the rest of the piece, but in this case the red oxide hi-do is the desired finish.
Polishing with fine stones and charcoal is usually saved until after the tsuka and saya are made, but in this case the patina is already in place and must be carefully preserved during the other stages. Ibota wax is hand buffed onto the surface with cotton cloth to deepen the colour and provide a glossy layer of protection.
...view the habaki making process in much more detail here:
http://islandblacksmith.ca/process/making-habaki/ ...the next steps will be to make the seppa and then tsuka...